Defending People

the tao of criminal-defense trial lawyering

Naivete

From West­ern Jus­tice:

If we are truly con­cerned about the guilty being pun­ished and the inno­cent being let free, then why encour­age one side to hide the truth from the other side? Is the sys­tem about win­ning more than it is truth?

and (apro­pos of rec­i­p­ro­cal discovery):

I know that defense attor­neys are imme­di­ately con­cerned about such a reform, but if you are truly con­cerned about the guilty being pun­ished and the inno­cent being let free (my con­cept of true “jus­tice”), then I think this reform would allow a road to that path.

Um, no. There are pre­con­di­tions to Jus­tice (what WJ would call “true ‘jus­tice’”, as opposed to what the crim­i­nal “jus­tice” sys­tem pro­vides) that aren’t met, and prob­a­bly never can be.

Let’s say that Jus­tice is “the guilty being pun­ished and the inno­cent being let free”. What’s miss­ing? We don’t want to exe­cute non-violent first offend­ers, and we don’t want to let cold-blooded mur­der­ers off with a fine. So we’ll have to add appro­pri­ate­ness of pun­ish­ment to WJ’s definition.

So now Jus­tice is “the guilty being pun­ished appro­pri­ately and the inno­cent being let free”. Sim­ple enough, right?

Well, which guilty peo­ple should be pun­ished? Those who hurt oth­ers? Those who hurt them­selves? Those who behave anti­so­cially? speak anti­so­cially? think anti­so­cially? Democ­racy is of no help in defin­ing Jus­tice, since the mass of peo­ple will define “guilt” based on their col­lec­tive per­ceived self-interest.

There are orig­i­nal sources to which we could refer. We could pun­ish those who vio­lated the Ten Com­mand­ments, but whose inter­pre­ta­tion? “kill” or “mur­der”? We could pun­ish those who com­mit the Seven Deadly Sins, but don’t we com­mit the sin of pride by set­ting our­selves up to judge our fel­low humans? We could fol­low Sharia — the Tal­iban is at least as cer­tain of its def­i­n­i­tion of jus­tice as WJ is of his.

Pre­tend that we could get over these hur­dles and some­how agree on what con­duct should justly be pun­ished. Who then would decide what pun­ish­ment is appro­pri­ate, and by what measure?

We might agree that pun­ish­ment should be suf­fi­cient to deter the wrong­doer. But who among us has the omni­science to say what pun­ish­ment is enough?

What should the other goals of pun­ish­ment be? Inca­pac­i­ta­tion? Reha­bil­i­ta­tion? Ret­ri­bu­tion? None of these penal goals is uncontroversial.

We can agree that, what­ever the goals of pun­ish­ment, pun­ish­ment should not be greater than is nec­es­sary to accom­plish those goals. But who among us has the wis­dom to say what pun­ish­ment is too much? What indi­vid­ual fac­tors must we take into account before decid­ing what pun­ish­ment is appro­pri­ate? Is it bet­ter to pun­ish too much, or not at all?

In the crim­i­nal “jus­tice” sys­tem we have to work with the laws that the leg­is­la­ture writes. Does any­one con­tend that our elected law­mak­ers, either indi­vid­u­ally or col­lec­tively, have the intel­li­gence (to say noth­ing of wis­dom) to answer the plen­i­tude of ques­tions that are nec­es­sary to even define Justice?

Set aside for a moment the prob­lem that we’re not going to agree any­time soon on a ques­tion (“what is Jus­tice?”) that peo­ple have been fight­ing over for 150,000 years. Pre­tend that your state leg­is­la­ture is sud­denly touched by divine wis­dom and omni­science, and revamps the penal code so that think­ing peo­ple of con­science can feel secure in our belief that Law reflects Justice.

Even then, the result in the court­room would be far-removed from this Jus­tice. We lawyers work with the cases that the police present to the gov­ern­ment, and with the evi­dence that human beings pro­vide us. Human beings lie. Cops are not exempt. When cops lie to make a case, it is not an iso­lated inci­dent; it’s busi­ness as usual (the cops who don’t lie are com­plicit in the other cops’ men­dac­ity). In order for our hypo­thet­i­cal enlight­ened legislature’s just laws to be justly enforced, this has to change. Every­one pro­vid­ing evi­dence or tes­ti­mony against a human being must unques­tion­ably be a truth-teller.

So now let’s pre­tend that we can cre­ate a world in which all pros­e­cu­tion wit­nesses are truth-tellers. What obsta­cles are there to the quest for Jus­tice in the crim­i­nal “jus­tice” system?

The next obsta­cle is we lawyers. Our imag­i­nary leg­is­la­ture can’t have accounted for every wrin­kle in the human con­di­tion that might jus­tify one sen­tence rather than another, and will have writ­ten the laws so that those of us closer to the facts can apply the law justly. So, even if our imag­i­nary wit­nesses are truth­ful, each of us has to have the wis­dom and omni­science to know what the just pun­ish­ment is in the par­tic­u­lar case. (If we have such wis­dom we will, of course, always agree with each other about Justice.)

If one of us does not have those pow­ers, or if one wit­ness is not indu­bitably truth­ful, or if one leg­is­la­tor is not indis­putably wise, then the sys­tem will fail to deliver Jus­tice con­sis­tently. If we pre­tended in the real world that all of the leg­is­la­tors were hon­est, all of the wit­nesses truth­ful, and all of our adver­saries wise, then a venal leg­is­la­tor, deceit­ful wit­ness, or unfair pros­e­cu­tor could sin­gle­hand­edly wreak ter­ri­ble injustice.

So we don’t naively pre­tend that this sys­tem of laws made by men is a mag­i­cal instru­ment of Jus­tice. We call it the best sys­tem, but it’s only best com­pared to all of the sys­tems that rely on the wis­dom of indi­vid­ual men to find Justice.

Instead of trust­ing any indi­vid­ual to be just, we trust the col­lec­tive wis­dom of groups. That is, we trust juries. We trust them (at least here in Texas) to decide the things that imper­fect lawyers can’t agree on — “should he be on pro­ba­tion or in prison?”. We trust them to dis­tin­guish the untruth­ful wit­nesses from the truth­ful ones. We even trust them (though we don’t tell them this) not to fol­low unjust laws.

We don’t trust juries fully, though. Even in Texas, we don’t give them unfet­tered dis­cre­tion to set pun­ish­ment. Also, we give them only the infor­ma­tion that we think they should con­sider in reach­ing their ver­dicts. The rules of evi­dence are about lim­it­ing the data that jurors may con­sider because, after hun­dreds of years of exper­i­men­ta­tion, we gen­er­ally agree that some things must not con­tribute to the jury’s deter­mi­na­tion (for exam­ple, the promis­cu­ity of the com­plainant or the unre­lated crim­i­nal his­tory of the accused).

Know­ing what the jury must not con­sider, how­ever, is dif­fer­ent than know­ing what the jury should con­sider or what weight the jury should give it. For that, we have advo­cates whose job it is to present the evi­dence in the light most favor­ing their clients, and to seek to counter the evi­dence favor­ing their adver­saries’ clients.

Because we know that peo­ple are not omni­scient and can­not be counted on to know what Jus­tice is (or to act against their own self-interest in the cause of Jus­tice), ours is an adver­sary sys­tem of jus­tice. A per­fect sys­tem? No. But a bet­ter sys­tem could only exist in a per­fect world.

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About The Author

Mark Bennett got his letter of marque from the Supreme Court of Texas in May 1995. He is famous for having no sense of humor when it comes to totalitarianism.

Comments

3 Responses to “Naivete”

  1. Tarian says:

    This is a truly great entry for a lot of rea­sons. My com­pli­ments, Mark. Most every­thing you’ve said is unde­ni­ably true and philo­soph­i­cally sound (although we can quib­ble about par­tic­u­lars — 150,000 years of fight­ing about jus­tice sounds like way too long…how about 20,000? And the “busi­ness as usual” slam for the cops lying is just your cyn­i­cal side showing.)

    But while you make your points well, wasn’t West­ern Jus­tice sim­ply point­ing out a more mod­est prob­lem that is still a prob­lem even after we con­cede all of the points that you’ve made: Namely, that we have a sys­tem of finding-facts that encour­ages one side in an adver­sar­ial process to con­ceal and dis­tort those facts?

    I’m sure you could argue BOTH sides and I’m not going to deny that pros­e­cu­tors some­times attempt to exclude evi­dence unfa­vor­able to our cause, but I think you would agree, based on your com­ments on AHCL’s site about the “secret of win­ning” that often the script is pretty bad for the defense, and the defen­dant as a result almost ALWAYS has a vested inter­est in sup­press­ing the truth.

    Maybe this is just an inher­ent fail­ing of our sys­tem. Cer­tain other mod­els approach the prob­lem of crim­i­nal jus­tice dif­fer­ently, such as cer­tain Euro­pean sys­tems where the judge is not only a fact finder but an inves­tiga­tive information-gatherer — I’m not sure where that leaves the pros­e­cu­tor and defense attor­ney and I’m not sure I like the idea, since that puts a lot more respon­si­bil­ity on the judge’s shoul­ders — but one might argue it is supe­rior to our adver­sar­ial system.

    Any­way, all your good points notwith­stand­ing, per­haps you should not dis­miss so lightly as naivete the idea that a sys­tem that some­how pro­motes the deter­mi­na­tion of actual facts (at least at the guilt stage — there are always going to be legit­i­mate dis­agree­ments over the appro­pri­ate pun­ish­ment) would be worth striv­ing for. And, to the extent that rec­i­p­ro­cal dis­cov­ery for­wards that goal, per­haps it should not be so lightly dis­missed, either.

  2. Mark Bennett says:

    Tar­ian,

    All that bril­liance, and I failed to make my point. Sigh.

    The peo­ple who pre­served for us the right to a jury trial were in some ways more worldly than most Amer­i­cans are today. They were famil­iar with some inquisi­to­r­ial Euro­pean jus­tice sys­tems, and chose an adver­sar­ial sys­tem nonetheless.

    For the crim­i­nal jus­tice sys­tem to appro­pri­ately pun­ish the (fac­tu­ally) guilty and free the (fac­tu­ally) inno­cent is a nice aspi­ra­tion, but an impos­si­bil­ity in a sys­tem of, by, and for imper­fect humans. Pre­tend­ing that what we do within that sys­tem can effect Jus­tice is naive, and prob­a­bly coun­ter­pro­duc­tive; a large dose of cyn­i­cism is indicated.

    A pros­e­cu­tor who believed every­thing the cops told him would be a tool of the police, renounc­ing his respon­si­bil­ity to seek Jus­tice, because he would often be lied to.

    (Do cops lie? All the time, because they think the end jus­ti­fies the means. There are no iso­lated inci­dents. Often the lies are too small and innocu­ous for us to fight about. But when one cop lies or cheats, it’s unthink­able for the rest to rat him out. If you can find me one hon­est cop who’s been on the job for more than six months and will claim that he’s never known about (and not reported) another cop lying, cheat­ing, steal­ing, or oth­er­wise break­ing the rules, I’ll pay for the poly­graph myself.)

    A defense lawyer, in con­trast with a pros­e­cu­tor, often has a con­sti­tu­tional oblig­a­tion not to seek Jus­tice. Still the truth is almost always bet­ter than a lie. Shouldn’t that be an absolute? Why “almost”? Because with ques­tions of crim­i­nal defense ethics, the cor­rect answer often begins with “it depends.”

    So we mud­dle along the best we can, hop­ing that the end result is just, but we can’t know for sure whether it is, and if it truly is, it’s mere coincidence.

    So it goes.

  3. PJ says:

    I would just like to endorse and amplify Mark’s point that cops do, in fact, per­jure them­selves as a mat­ter of course, feigned out­rage expressed on other blogs notwith­stand­ing. Indeed, they vio­late their oaths more will­fully and fre­quently than even Defen­dants and Defen­dants’ wit­nesses, who feel intim­i­dated enough to most always tell the truth, even when it means their loved one will be killed by the State for it. After all, they know only too well who gets pros­e­cuted for crim­i­nal acts and who does not. So, too, do cops know this. They prob­a­bly even know that power cor­rupts. They don’t seem to care.

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